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PERM sponsor, #1,102 of 70,985 by filings

UBS Securities LLC

UBS Securities LLC sponsors green cards: it filed 19 PERM cases in the last 12 months, the newest on October 15, 2026. UBS Securities LLC has 17 PERM cases waiting with DOL.

Main job
Financial and Investment Analysts · 32% of its filings
Main worksite
New York, NY · 95% of its filings
Industry
Investment Banking and Securities Dealing · NAICS 523110

Waiting on a case with UBS Securities LLC?

  • When it'll likely be decided
  • An email when DOL moves it

It's on your ETA-9089 receipt. It goes into the page's address, so you can bookmark the result.

Don't have the number? Find it among their filings.

Or follow this employer by email

This rate is level with the field

Over 34 decided filings, this rate can't be told apart from the field in either direction.

Why

The 95% interval runs up to a 19.1% denial rate, which still covers the 3.20% the field as a whole records.

Filings

37

#1,102 of 70,985

Certified

32

2 denied

Approval

94.1%

field 96.8%

Median wage

$187,000

offered, per year

Median days

490

24 slower than the field

Right now

DOL's live record of its cases, read every day, and what it has done to them as a group.

In the queue right now 54 cases in the live tracker

Waiting on a decision

17

of 54 tracked cases. The other 37 have been decided.

The oldest one still waiting was filed January 17, 2025, 21 months ago.

Where those 17 are standing

ANALYST REVIEW
1694%

A Department of Labor analyst has the application. This is the main queue, and it is where most pending PERM cases sit.

RECONSIDERATION APPEALS
16%

The employer has asked the same officer who denied the case to look at it again, within 30 days of the denial. The request can only use documents DOL already had, so new evidence can't be added to fix what the denial was based on.

None of this changes one case's wait: DOL works one national line. Where DOL is working now is the figure that does.

From DOL's live status of 54 of this sponsor's cases: read this share against 54, never against the lifetime filings above. Live case tracker, as of October 21, 2026

Follow UBS Securities LLC

An email when DOL moves its cases as a group: five or more on or off hold in a day, or a batch decided well above its usual pace.

What DOL has done to its cases as a group

Nothing employer-wide since this site's record began on August 27, 2026.

You confirm by email first. One click turns it off.

Its newest filings

Filed since DOL's last quarterly file, so the wage and law firm aren't published yet.

  • G-100-26288-303352 Associate Director, Investment Banking Associate (001667) filed 2026-10-15 · ANALYST REVIEW
  • G-100-26287-299857 Associate Director, Quantitative Analyst (002879) filed 2026-10-14 · ANALYST REVIEW
  • G-100-26257-234055 Associate Director, Investment Banking Associate (002475) filed 2026-09-14 · ANALYST REVIEW
  • G-100-26232-181183 Associate Director, Investment Banking Associate 002987 filed 2026-08-20 · ANALYST REVIEW
  • G-100-26201-111927 Employee, Regulatory Surveillance Business Analyst 001902 filed 2026-07-20 · ANALYST REVIEW
  • G-100-26198-108274 Associate Director, Global Banking 002242 filed 2026-07-17 · ANALYST REVIEW
  • G-100-26187-079443 Director, Global Banking (002975) filed 2026-07-06 · ANALYST REVIEW
  • G-100-26140-933758 Associate Director, Research - Americas Equity 001588 filed 2026-05-20 · ANALYST REVIEW

The 8 newest. Every filing by this employer is in the case search, live and published together.

Source: DOL's own case-status service, flag.dol.gov, where any of these numbers can be looked up. A filing shows there soon after it's made, months before DOL's quarterly files.

How long it takes

How long their cases are taking

  1. Every employer

    median of 30,678 decisions in the same 90 days

    301 days

Only 4 of their cases were decided in the last 90 days, too few for a median of their own. Filing to decision, over decisions we watched DOL make; withdrawals left out.

Filed today: a new case joins the same line as anyone's, behind 79,922 cases, and would be decided around March 18, 2027 (between February 26, 2027 and April 27, 2027). Estimate another date

Every program

Across DOL's programs

The wage request, the PERM and the H-1B labor condition application, one line each.

PERM (green card)
37 published
17 pending
$187,000 median, n=37
Prevailing wage requests
83 published
14 pending
$118,248 median, n=81
H-1B labor condition applications
479 published
1 pending
$175,000 median, n=478

Its median H-1B wage is $175,000 across 478 LCAs, 6.4% lower than its median PERM wage of $187,000 across 37 cases. Different forms, different years and different jobs sit behind the two medians, so this is a gap in what was filed, not a finding.

Of its 17 pending PERM cases, 1 (5.9%) sit outside DOL's normal queue: 1 under appeal. Where that sits among every employer.

Every case across these programs is in the search.

How these are counted

Medians are of the published rows with a usable wage, annualised from whatever unit the filing quoted, and withheld under 10 wages. DOL publishes no employer number, so filings are matched by the employer's legal name, read under the 2 spellings DOL's files use for it; another employer with the same legal name would be counted here too. The PERM is the green-card step; the wage request comes months before it, and the LCA is the separate form for an H-1B. DOL publishes each in its own file, and its live record shows what is still open.

Its newest wage requests and LCAs

Filed by UBS Securities LLC, newest first. Decided ones carry the wage from DOL's quarterly files.

Wage requests

All wage requests by this employer

H-1B LCAs

All H-1B LCAs by this employer

Source: DOL's own case-status service, flag.dol.gov, where any of these numbers can be looked up. A filing shows there soon after it's made, months before DOL's quarterly files.

What its H-1B LCAs were for

From DOL's quarterly LCA files: 479 LCAs filed by UBS Securities LLC, 465 of them certified with the worker breakdown on Form ETA-9035.

New hires and transfers

198 positions for new employment, 53 moving here from another employer.

  • New employment 7a 198 · 43%
  • Change of employer 7e 53 · 11%
  • Continuing 7b 146 · 31%
  • Change in previous employment 7c 49 · 11%
  • Concurrent employment 7d 0 · 0%
  • Amended petition 7f 19 · 4%

Shares of the 465 worker positions requested. These are positions on certified LCAs, not people hired: DOL certifies an LCA before any petition, and many are never used.

What each box on the form means
  • New employment (7a). Starting with a new employer.
  • Change of employer (7e). Moving here from another employer, keeping the visa classification already held.
  • Continuing (7b). Staying with the same employer.
  • Change in previous employment (7c). Same employer, no material change to the job duties.
  • Concurrent employment (7d). Adding this employer while keeping another.
  • Amended petition (7f). Same employer, with a material change to the job duties.

Form ETA-9035, Section B, Item 7, in DOL's words from its LCA record layout. One LCA can tick several boxes.

Wage level it chose

  • Level I 33 · 7%
  • Level II 84 · 19%
  • Level III 178 · 40%
  • Level IV 154 · 34%

Shares of the 449 certified LCAs that named an OES level. The form asks for the level only when the employer set the wage from the OES survey itself; 16 of 465 used another source, such as a DOL wage determination or another survey. Level I is entry, Level IV fully competent.

What it declared on Section H

H-1B-dependent
No
Found a willful violator
No

As answered on its newest LCA, filed June 15, 2026. Declared H-1B-dependent on 0 of 427 LCAs, and a willful violator on 0 of 455. Both are the employer's own answers.

What the two answers mean

H-1B-dependent (20 CFR 655.736(a)): 25 or fewer full-time-equivalent employees in the US and more than 7 H-1B workers; 26 to 50 and more than 12; or 51 or more, with H-1B workers equal to at least 15% of them.

Willful violator (655.736(f)): DOL or the Justice Department found a willful failure or a misrepresentation of a material fact in the five years before the LCA was filed.

Either one adds two promises to the employer's LCAs: not to displace US workers, and to recruit US workers before hiring H-1B workers (655.738, 655.739). They don't apply to an LCA used only for exempt workers, paid at least $60,000 a year or holding a related master's degree (655.737). The rule on eCFR

Visas these LCAs support: H-1B 454 · E-3 (Australia) 21 · H-1B1 (Chile) 3 · H-1B1 (Singapore) 1. E-3 and H-1B1 use the same LCA as the H-1B.

Against other sponsors

Where it sits among 70,985 sponsors. The full ranking sorts every column.

Each figure ranked only among sponsors with enough cases for it to mean something. No single score: they measure different things.

  • PERM approval rate

    94.1% of 34 decided PERM cases

    Higher than 7% of the 1,343 sponsors with 30 or more decided cases.

  • PERM filings in the last 12 months

    19 filed in the last 12 months

    Higher than 95% of the 14,008 sponsors that filed in the last 12 months.

  • H-1B LCAs certified in the last 24 months

    198 certified in the last 24 months

    Higher than 98% of the 27,902 sponsors with a certified LCA in the last 24 months.

  • Share of H-1B positions that were transfers

    8.0% of 213 certified H-1B positions, LCAs decided Jun 2024 to Jun 2026

    Higher than 29% of the 5,558 sponsors with 20 or more certified positions.

  • Share of H-1B LCAs at wage level III or IV

    81% of 206 certified LCAs with a level, LCAs decided Jun 2024 to Jun 2026

    Higher than 93% of the 5,177 sponsors with 20 or more leveled LCAs.

  • USCIS H-1B approval rate, last 3 fiscal years

    99.5% of 187 USCIS decisions

    Higher than 59% of the 5,810 sponsors with 20 or more USCIS decisions.

Position in the field 1,343 sponsors with 30+ decided

Approval rate

94.1%ahead of 7%

0% 100%

Median days to decision

490 daysahead of 13%

5d 1152d
Each bar counts sponsors at that value. More
Each bar counts sponsors at that value. Sponsors with fewer than 30 decided cases are left out of the population rather than plotted, because a rate over a handful of cases lands wherever the handful landed. The line marks this one.
DOL PERM disclosure files

Against the sponsors ranked nearest

The 120 sponsors ranked nearest filed between 36 and 39 filings.

Their median wait
466 days
This one
490 days

This one sits 24 days behind them.

Why no approval rate

A band is a slice of the volume ranking rather than a population picked for having enough decided cases, so a band rate would be solid at the top of the list and noise at the bottom, under one heading.

Where this sits in the ranking

Ranked 1,102 of 70,985 by volume: 1,101 filed at least as many filings, and 69,883 filed no more.

Just above
Lincoln County Feedyard, LLC 37 filings
Just below
UiPath, Inc. 37 filings

Sponsors filing at the same rate

Ranked either side of this one: they file about as many PERM cases.

Sponsors hiring for the same work

The employers filing the most PERM cases for Financial and Investment Analysts, the occupation this sponsor files for most.

What they file, and where

A rank says how much. It says nothing about what the work is, which is the part a job offer from this sponsor turns on.

What the jobs are

Financial and Investment Analysts

SOC 13-2051.00 · 12 filings, 32% of everything they file

How this is counted

These are the 6 occupations with the most filings, 33 of 37 cases between them. The occupation on a PERM is the SOC code on the form, which is the job as DOL classifies it rather than the job title on the offer. DOL still accepts two SOC vintages, so one job can appear twice under two codes; the code is printed for exactly that reason.

The industry they declared

Investment Banking and Securities Dealing

NAICS 523110, 52311 · 34 filings

  • Investment Banking and Securities Intermediation 5231503
How this is counted

The NAICS code the employer entered on the form, with the Census Bureau's title for it. DOL publishes the code alone, and an employer can file under more than one.

Where the jobs are

  • New York 35
  • California 1
  • North Carolina 1
How this is counted

The worksite state on the application, which is where the job is and not where the company is headquartered. Volume by state across everyone is on the state map. These 3 states cover 37 of 37 filings.

Where the work is

  • New York, NY 35
  • Morrisville, NC 1
  • San Francisco, CA 1
How this is counted

The worksite city on the application, which is where the job is. These 3 cities cover 37 of 37 filings.

Who files for them

  1. Ogletree, Deakins, Nash, Smoak & Stewart, P.C. 34 filings · 100.0% approved
  2. Ogletree Deakins 2 filings
  3. Fragomen, Del Rey, Bernsen & Loewy, LLP 1 filings
How this is counted

The law firm named on the application. 37 of 37 filings, 100% of the total.

Newspapers it advertised in

  1. The New York Times

    23 cases

  2. The News & Observer

    1 cases
How this is counted

The newspaper or professional journal named for each case's two print ads, one count per paper per case, however the filer spelled it.

Additional steps it used

  1. The employer's website

    24 cases

  2. Job search websites

    24 cases

  3. Local or ethnic newspapers

    24 cases
How this is counted

The steps a professional job needs beyond the job order and the ads, by the number of cases that name each.

How long before filing it began

  1. Under 30 days

    0.0%

  2. 30 to 59 days

    0.0%

  3. 60 to 89 days

    13%

  4. 90 to 119 days

    0.0%

  5. 120 to 149 days

    29%

  6. 150 to 180 days

    58%

  7. Over 180 days

    0.0%
How this is counted

Days from the first recruitment step to the filing. 20 C.F.R. § 656.17(e) puts the job order and ads 30 to 180 days before filing.

Where every PERM employer recruits

History

Year by year since 2008

247 PERM decisions from FY2008 to FY2026, busiest in FY2015 with 22.

  • certified
  • denied
  • withdrawn

Fiscal years, October to September. A year filed under another name is missing, not zero. FY2026 is partial: DOL's newest file runs through June 2026.

Every year as a table
Fiscal year Certified Denied Withdrawn
FY2008 5 2 3
FY2009 9 1 0
FY2010 15 0 0
FY2011 19 0 0
FY2012 5 1 1
FY2013 17 0 0
FY2014 13 1 0
FY2015 21 0 1
FY2016 19 0 0
FY2017 13 0 0
FY2018 11 0 0
FY2019 12 0 0
FY2020 10 0 0
FY2021 13 1 0
FY2022 8 0 1
FY2023 7 1 0
FY2024 9 2 3
FY2025 8 0 0
FY2026 15 0 0

Decided in FY2016 to FY2023

The 25 most recent of 96. Case numbers from these years start with A-; look one up for DOL's full record.

Case Decided Outcome Job Offered wage
A-21299-63413 2023-08-23 denied Executive Director, Structurer, NY $225,000
A-22158-67430 2023-03-23 certified Associate Director, Investment Banking Associate, NY $225,000
A-22111-44001 2023-01-30 certified Associate Director, Investment Banking, CA $175,000
A-22129-52137 2023-01-24 certified Director, Business Risk Manager, NY $170,331
A-22104-40972 2023-01-23 certified Director, Investment Banking Associate, NY $175,000
A-22085-31265 2022-12-27 certified Associate Director, Investment Banking, NY $159,619
A-22091-34382 2022-12-22 certified Associate Director, Business Risk Specialist, NY $110,000
A-22053-14719 2022-12-12 certified Associate Director, Investment Banking, NY $175,000
The other 17
A-21354-88589 2022-08-30 certified Associate Director, IT Software Engineer, NY $160,000
A-21354-88745 2022-08-15 certified Associate Director, Equity Finance Trading, NY $135,000
A-21306-66729 2022-06-27 certified Director, Senior Software Engineer, NY $225,000
A-21299-63765 2022-05-23 certified Director, Equity Derivatives Trading, NY $250,000
A-22069-22369 2022-04-01 withdrawn Associate Director, Business Risk Specialist, NY $110,000
A-21238-36361 2022-02-11 certified Director, Investment Banker, NY $250,000
A-21207-22324 2022-01-18 certified Associate Director, Investment Banking Associate, NY $250,000
A-21162-00035 2021-11-29 certified Director, Investment Banker, Leveraged Finance, NY $250,000
A-21160-98646 2021-11-26 certified Director, Product Manager, NY $210,000
A-20310-17483 2021-08-09 certified Director, Trader, NY $175,000
A-20335-26305 2021-08-04 certified Director, Dynamics Strategies Trader, NY $73,000
A-20274-05624 2021-06-11 certified Director, Data Scientist, NY $145,000
A-20274-05662 2021-06-09 certified Associate Director, Business Analyst, Client Marketing Platform, NY $130,000
A-20274-05629 2021-06-04 certified Associate Director, Business Analyst, NY $89,000
A-20218-84915 2021-05-10 certified Director, Rates Sales, NY $209,000
A-20127-50877 2021-03-31 certified Associate Director, Exchange Traded Derivatives Macro Execution, NY $109,000
A-20170-66960 2021-03-29 certified Director, Index Flow Trader, NY $59,000

Who they sponsored, FY2016 to FY2023

From DOL's old form; the form in use since mid-2023 doesn't carry them. Top six of each.

Country of citizenship

  • India 22
  • China 19
  • United Kingdom 10
  • Canada 8
  • Australia 6
  • Germany 4

Worker's education

  • Master's 51
  • Bachelor's 35
  • Other 7
  • Doctorate 3

Visa held when filed

  • H-1B 75
  • L-1 19
  • E-3 1

Schools

  • COLUMBIA UNIVERSITY 6
  • CORNELL UNIVERSITY 5
  • CARNEGIE MELLON UNIVERSITY 3
  • DUKE UNIVERSITY 3
  • NEW YORK UNIVERSITY 3
  • MASSACHUSETTS INSTITUTE OF TECHNOLOGY 2

Fields of study

  • BUSINESS ADMINISTRATION 23
  • FINANCE 11
  • ECONOMICS 7
  • FINANCIAL ENGINEERING 7
  • COMPUTATIONAL FINANCE 3
  • STATISTICS 3

Notes on these numbers

What these numbers don't say

5 notes
The wage is the job, not the payer
Their filings are led by Financial and Investment Analysts, 12 of 37. The median offered wage moves almost entirely with what roles they file. A software developer and a poultry cutter are different numbers wherever they are filed, so this figure is not plotted against the field and no percentile is given for it: that comparison would rank occupation mix and call it pay. Wages by occupation are on the wages page.
Volume doesn’t change the wait
DOL works a single national queue, oldest first, whoever filed the case, so these 37 filings bought no priority: a company with four thousand waits exactly as long as one with three.
The name is a legal entity
DOL prints whatever went on the form, and here that name ranks 1,102. A group that files through several subsidiaries appears as several rows, and one that files everything through a parent appears once, so a rank is a rank among printed names rather than among companies.
A median over 34 decided cases
The queue is national and first in, first out, so this figure follows when the cases were filed as much as it follows the sponsor.
Two sources, and they do not add up
The filing counts come from DOL's disclosure files, where every row already carries a decision date, so nothing pending is in them. The queue figures come from a live per-case tracker with its own coverage and its own as-of date. Subtracting one from the other gives a number that means nothing. The worksite on most of these is NY. Where the queue stands overall is on the processing times page.

The window these figures cover: DOL's PERM disclosure files for fiscal years 2024 to 2026, through the third quarter of 2026, 373,939 decided cases. Nothing pending is counted here. How each figure is built

Case data: DOL quarterly disclosure files (flag.dol.gov) · data through Jun 30, 2026 · quarterly

Employers and firms: Derived from DOL's disclosure files · data through Jun 30, 2026 · rebuilt with each quarterly load

Per-case statuses: flag.dol.gov/recaptcha/caseStatus (DOL, direct) · data through Oct 21, 2026 · daily

What each source includes

Case data: Decided PERM cases only. A case still waiting isn't in here, so counts and durations describe finished cases.

Employers and firms: Employers, law firms and occupations ranked from decided cases only.

Per-case statuses: Every PERM case DOL indexes, pending included. No wage, law firm or worksite: DOL reveals those only when a case is published.

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